Notifications from EU Member States
On the date of the Republic of Croatia’s accession to the European Union, the provisions of the legislative framework in the field of financial services entered into force, allowing financial services providers authorized by the competent authorities of EU Member States to offer their services in the territory of the Republic of Croatia (the so-called “passporting”).
The relevant EU directives (which have been implemented into Croatian legislation) allow Croatian services providers to operate under the same conditions in other EU Member States.
The Croatian Financial Services Supervisory Agency (Hanfa) publishes on its website a list of service providers from other Member States for which, in accordance with the prescribed procedure, it has received a notification of their intention to provide services in the Republic of Croatia.
Cross-border activities and marketing of units or shares of UCITS and AIFs in the territory of the Republic of Croatia through passporting are permitted for:
| No. | Name | LEI |
|---|---|---|
| 1. | 10x Founders GmbH (Njemačka) | 3912002ZVYOTIRQX7717 |
| 2. | 2bX Urban Fund Management GmbH (Njemačka) | 529900DAXJXRRFJUGS70 |
| 3. | 415 Capital Management GmbH (Njemačka) | 3912001EF0IHPV6W1U86 |
| 4. | 42CAP Manager GmbH (Njemačka) | 391200A1HWKPHVBT8F53 |
| 5. | Accolade Investment Company Limited (Malta) | 52990058ACRLCNZ2UY14 |
| 6. | ACT Venture Capital Limited (Irska) | 9845001A4Y43PBA0DA86 |
| 7. | AEGON INVESTMENT MANAGEMENT B.V. (Nizozemska) | 5493005S591LT1RDBJ14 |
| 8. | AENU Management GmbH (Njemačka) | 984500413S79F5101C40 |
| 9. | Africanorrsken Management AB | |
| 10. | AIFM GmbH |
Please find register available in following formats: XML file.
Activities
- 1. marketing of units in accordance with Article 93. of Directive 2009/65/EC
- 2. management activities in accordance with Article 18. of Directive 2009/65/EC
- 2.a) management of UCITS
- 2.b) management of portfolios of investments, including those owned by pension funds, in accordance with mandates given by investors
on a discretionary, client-by-client basis, where such portfolios include one or more of the instruments listed in Annex I, Section C to Directive 2004/39/EC - 2.c) investment advice concerning one or more of the instruments listed in Annex I, Section C to Directive 2004/39/EC
- 2.d) safekeeping and administration in relation to units of collective investment undertakings
- 3. marketing of units or shares in accordance with Article 32. of Directive 2011/61/EU
- 4. management activities in accordance with Article 33. of Directive 2011/61/EU
- 4.a) management of AIF
- 4.b) management of portfolios of investments, including those owned by pension funds and institutions for occupational
retirement provision in accordance with Article 19(1) of Directive 2003/41/EC - 4.c) investment advice;
- 4.d) safe-keeping and administration in relation to shares or units of collective investment undertakings
- 4.e) reception and transmission of orders in relation to financial instruments
- 5. marketing of units or shares in accordance with Article 16. of EuVECA Regulation No. 345/2013
- 6. marketing of units or shares in accordance with Article 17. of EuSEFA Regulation No. 346/2013
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