26th Meeting

On 19 April 2018, the Board of the Croatian Financial Services Supervisory Agency held its 26th meeting and adopted the following decisions:

1. Decision granting investment advisor authorisation to Antun Burić, for an indefinite period of time

2. Decision granting investment advisor authorisation to Natalija Zujić, for an indefinite period of time

3. Decision granting approval to the investment fund management company ALTA Skladi družba za upravljanje d.d., Železna cesta 18, Ljubljana, Republic of Slovenia, personal identification number (OIB): 71293992844 to merge NETA Global Developed open-ended investment fund with public offering with ALTA SPECIAL OPPORTUNITY open-ended investment fund with public offering; NETA New Europe open-ended investment fund with public offering with ALTA SPECIAL OPPORTUNITY open-ended investment fund with public offering and NETA Frontier open-ended investment fund with public offering with ALTA SPECIAL OPPORTUNITY open-ended investment fund with public offering

4. Decision granting approval to the investment fund management company ALTA Skladi družba za upravljanje d.d., Železna cesta 18, Ljubljana, Republic of Slovenia, personal identification number (OIB): 71293992844 for material changes to the prospectus of ALTA SPECIAL OPPORTUNITY open-ended investment fund with public offering

5. Decision granting authorisation to conduct insurance representation business to Dalibor Jadreško, founder of the insurance representation craft PROSPERO, obrt za zastupanje u osiguranju, Dalibor Jadreško, Jadreški, Jadreški 54,

6. Partial Decision granting approval to Središnje klirinško depozitarno društvo d.d. (Central Depositary and Clearing Company Inc.) for amendments to the Rules of Središnje klirinško depozitarno društvo d.d. as regards amendments to the definitions essentially relating to adding new definitions of the terms “CCP”, “back-to-back transactions”, “power of attorney”, “transitional account”; amendments to the existing definitions of the terms “participant member”, “instruction”, “transaction”, “over the counter transaction”, “market transaction”, “institutional delivery”, “securities account – special pledge” and supplement to Article 106a, as well as amendments to Articles 10, 120, 129 and 157 of the Rules of Središnje klirinško depozitarno društvo d.d., in accordance with the statement of 12 April 2018

7. Partial Decision granting approval to Središnje klirinško depozitarno društvo d.d. (Central Depositary and Clearing Company Inc.) for the Instruction of Središnje klirinško depozitarno društvo d.d. essentially regarding amendments to the provisions on membership of participant members and amendments relating to entries kept in the depository; data recording procedure, verification and implementation; reporting and rights and obligations of CDCC members regarding the depository in general; amendments to the provisions on clearing and settlement services; and amendments to the provisions on the payment of taxable and non-taxable dividends, in accordance with the statement of 12 April 2018
8. Partial Decision granting approval to Središnje klirinško depozitarno društvo d.d. (Central Depositary and Clearing Company Inc.) for the amendments to the Price List of Središnje klirinško depozitarno društvo d.d. essentially regarding new fees relating to new functionalities of back-to-back transactions and joint settlement of monetary liabilities for trade-for-trade settlement, CCP membership, clearing and settlement services as regards CCP transactions, and supplements to the existing fees relating to safekeeping of securities, in accordance with the statement of 12 April 2018