Act on Open-Ended Investment Funds with a Public Offering

Act on Open-Ended Investment Funds with a Public Offering (Official Gazette 44/16) (Available in Croatian only)

Opinions

  1. Opinion on investments of UCITS funds’ assets in units and shares of investment funds (Available in Croatian only)
  2. Opinion on the application of the provision of Article 63 paragraph 3 and Article 200 paragraph 4 of the Act on Open-Ended Investment Funds with a Public Offering (Available in Croatian only)

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Ordinances

  1. Ordinance on statutory changes of UCITS management companies (Official Gazette 47/17) (Available in Croatian only)
  2. Ordinances on the structure and contents of financial reports and other reports of UCITS management companies (Official Gazette 41/17) (Available in Croatian only)
  3. Ordinances on the structure and contents of annual and semi-annual reports and other reports of UCITS (Official Gazette 41/17) (Available in Croatian only)
  4. Ordinance on the form and amount of regulatory capital of UCITS management companies (Official Gazette 41/17) (Available in Croatian only)
  5. Ordinance on the contents and manner of keeping the register of UCITS and UCITS management companies (Official Gazette 41/17) (Available in Croatian only)
  6. Ordinance on compensating investors in UCITS and/or compensating UCITS (Official Gazette 41/17) (Available in Croatian only)
  7. Ordinance on carrying out tasks of the UCITS depositary (Official Gazette 41/17)(Available in Croatian only)
  8. Ordinance on issuing authorisation to and on acquisition of qualifying holdings in UCITS management companies (Official Gazette 41/17) (Available in Croatian only)
  9. Ordinance on liquidation and dissolution of UCITS (Official Gazette 41/17) (Available in Croatian only)
  10. Ordinance on organizational requirements for UCITS management companies (Official Gazette 41/17) (Available in Croatian only)
  11. Ordinance on the conditions for offering units of UCITS (Official Gazette 41/17) (Available in Croatian only)
  12. Ordinance on the conditions for membership in the management and supervisory board of UCITS management companies (Official Gazette 41/17) (Available in Croatian only)
  13. Ordinance on units of UCITS (Official Gazette 3/17) (Available in Croatian only)
    • Ordinance amending the Ordinance on units of UCITS (Official Gazette 41/17) (Available in Croatian only)
  14. Ordinance on permitted investments and investment limitations relating to UCITS fund (Official Gazette 110/16) (Available in Croatian only)
  15. Ordinance on notification as regards the marketing of units of UCITS in another Member State (Official Gazette 108/16) (Available in Croatian only)
  16. Ordinance on delegating activities of UCITS management companies (Official Gazette 108/16) (Available in Croatian only)
    • Ordinance amending the Ordinance on delegating activities of UCITS management companies (Official Gazette 41/17) (Available in Croatian only)
  17. Ordinance on master and feeder UCITS (Official Gazette 108/16) (Available in Croatian only)
  18. Ordinance on marketing and other information for investors in UCITS (Official Gazette 102/16) (Available in Croatian only)
  19. Ordinance on determination of the net asset value and the unit price of UCITS (Official Gazette 69/16) (Available in Croatian only)

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Guidelines

  1. Guidelines on adequate management of risks pertaining to supervised entities' information systems (Available in Croatian only)
  2. Guidelines on carrying out the audit of supervised entities' information systems by audit firms (Available in Croatian only)

All regulations on UCITS in Croatian are available here.

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Adopted EU regulations

  1. Commision Delegated Regulation (EU) 2016/438 of 17 December 2015 supplementing Directive 2009/65/EC of the European Parliament and of the Council with regard to obligations of depositaries (Text with EEA relevance)
  2. Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)
  3. Commission Regulation (EU) No 583/2010 of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards key investor information and conditions to be met when providing key investor information or the prospectus in a durable medium other than paper or by means of a website (Text with EEA relevance)
  4. Commission Regulation (EU) No 584/2010 of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards the form and content of the standard notification letter and UCITS attestation, the use of electronic communication between competent authorities for the purpose of notification, and procedures for on-the-spot verifications and investigations and the exchange of information between competent authorities (Text with EEA relevance)

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ESMA documents

Guidelines

  1. Guidelines on sound remuneration policies under the UCITS Directive
  2. Guidelines on ETFs and other UCITS issues
  3. Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS
  4. Guidelines on repo arrangements for UCITS funds
  5. CESR Guidelines - Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS
  6. CESR Guidelines - Transition from the Simplified Prospectus to the Key Investor Information document
  7. CESR Guidelines - CESR’s guide to clear language and layout for the Key Investor Information document
  8. CESR Guidelines - CESR’s template for the Key Investor Information document
  9. CESR Guidelines - CESR's guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS
  10. CESR Guidelines - CESR’s guidelines on the methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document
  11. CESR Guidelines - CESR's guidelines on the methodology for calculation of the ongoing charges figure in the Key Investor Information Document
  12. CESR Guidelines - CESR's guidelines on a common definition of European Money Market Funds
  13. CESR Guidelines - Risk management principles for UCITS
  14. CESR Guidelines - CESR's guidelines concerning eligible assets for investment by UCITS
  15. CESR Guidelines - CESR's guidelines concerning eligible assets for investment by UCITS, The classification of hedge fund indices as financial indices

Questions and Answers

  1. Questions and Answers - Application of the UCITS Directive

Opinions

  1. Opinion on asset segregation and application of depositary delegation rules to CSDs
  2. Opinion on share classes of UCITS
  3. Opinion on impact of EMIR on UCITS Directive
  4. Opinion on Article 50(2)(a) of the UCITS Directive

Other documents

  1. Statement - Supervisory work on potential closet index tracking

Note: Guidelines, Questions and Answers, Opinions and other documents, news and information published by ESMA are available on the ESMA website at www.esma.europa.eu.

 

Disclaimer: Please note that the translations of Croatian regulations provided on this web page are only provisional translations and therefore do NOT represent official documents of the Republic of Croatia. They confer no rights and impose no obligations separate from those conferred or imposed by the legislation formally adopted and published in the Croatian language.

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